The FSA, OSE and TSE have each already penalised Nomura Securities for JGB futures manipulation by one of its traders in March 2021. To continue reading… Sign in Password * Remember me Lost your password? Subscribe Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, research and verified data on […]
JSDA Fines Nomura Over JGB Futures Manipulation Case Read More »
VATP applicants can receive conditional licenses with restrictions that can only be lifted after a second-phase assessment process. To continue reading… Sign in Password * Remember me Lost your password? Subscribe Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, research and verified data on financial regulation. Select More Information
SFC Issues Circular Offering Clarity on VATP Licensing Process Read More »
One of the sanctioned individuals supplied technology used by Iran to kill three US service members in Jordan earlier this year. To continue reading… Sign in Password * Remember me Lost your password? Subscribe Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, research and verified data on financial regulation.
US Sanctions 7 Targets for Aiding Iranian UAV Development Read More »
Chairman Martin Gruenberg said the executives breached their duties by mismanaging Silicon Valley Bank’s securities portfolios. To continue reading… Sign in Password * Remember me Lost your password? Subscribe Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, research and verified data on financial regulation. Select More Information below to
FDIC to Pursue Legal Action Against 17 Former SVB Executives Read More »
“HKEX Data Marketplace” will allow data users to access historical and reference data on securities and derivatives. To continue reading… Sign in Password * Remember me Lost your password? Subscribe Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, research and verified data on financial regulation. Select More Information below
HKEX Launches New Data Marketplace for Investors Read More »
The new package includes standards on preventing market abuse and guidelines on suitability and crypto-asset transfer services. To continue reading… Sign in Password * Remember me Lost your password? Subscribe Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, research and verified data on financial regulation. Select More Information below
ESMA Releases Last Batch of Policy Documents for MiCA Read More »
New members brings MyIX total membership to 125 Aims to help achieve Msia’s digital economy’s 25.5% GDP target by 2025 International networks continue to recognise the strategic advantages of the Malaysia Internet Exchange (MyIX), with GlobalXtreme under PT Internet Madju Abad Milenindo from Indonesia and Byteplus Pte. Ltd. recently joining as members. GlobalXtreme, a leading
International networks continue to join MyIX Read More »
The measures will make it easier for KiwiSaver funds to invest in unlisted assets, and improve the attractiveness and ease of listing on NZX. To continue reading… Sign in Password * Remember me Lost your password? Subscribe Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, research and verified data
New Zealand Proposes Measures to Boost Capital Market Read More »
The SFC said the licences were granted under its “swift licensing process” for handling deemed-to-be-licensed VATP applicants To continue reading… Sign in Password * Remember me Lost your password? Subscribe Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, research and verified data on financial regulation. Select More Information below
Hong Kong SFC Grants Four New Virtual Asset Licences Read More »
12 countries will work together to counter the shadow fleet by checking suspicious vessels for valid insurance documents. To continue reading… Sign in Password * Remember me Lost your password? Subscribe Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, research and verified data on financial regulation. Select More Information
Europe Announces Measures to Counter Russian Shadow Fleet Read More »
