The FSS asked ETF investors to be wary of exaggerated claims and always review the product prospectus and terms before investing. To continue reading… Sign in Password * Remember me Lost your password? Subscribe Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, research and verified data on financial regulation. […]
Korea’s FSS Issues Advisory on Misleading ETF Advertisements Read More »
The new regulations cover pawnbroking, microfinance institutions and P2P lending, of which the latter is under increasing scrutiny from the financial watchdog. To continue reading… Sign in Password * Remember me Lost your password? Subscribe Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, research and verified data on financial
Indonesia’s OJK Issues 9 New Financial Sector Regulations Read More »
The CSRC said Hehe Futures failed to effectively manage its subsidiaries and to perform its reporting obligations. To continue reading… Sign in Password * Remember me Lost your password? Subscribe Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, research and verified data on financial regulation. Select More Information below
CSRC Revokes Licences of Futures Firm Over “Illegal Activities” Read More »
The trial will examine whether 10 former executives and directors knowingly allowed money laundering and criminal activity at Star casinos. To continue reading… Sign in Password * Remember me Lost your password? Subscribe Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, research and verified data on financial regulation. Select
Australian Court Commences Trial Against Star Casino Executives Read More »
The reforms will create a more sustainable education pathway and help address the current supply shortage of financial advisers. To continue reading… Sign in Password * Remember me Lost your password? Subscribe Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, research and verified data on financial regulation. Select More Information
Australia Updates Education Requirements for Financial Advisers Read More »
APRA accepted a CEU from Cbus and simultaneously launched a new probe into the firm for possible SIS Act breaches. To continue reading… Sign in Password * Remember me Lost your password? Subscribe Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, research and verified data on financial regulation. Select
APRA Accepts Court Enforceable Undertaking from Cbus Read More »
The changes broaden the scope of acceptable investments, reduce barriers to investment, and incentivise more active investments. To continue reading… Sign in Password * Remember me Lost your password? Subscribe Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, research and verified data on financial regulation. Select More Information below
New Zealand Unveils Change to Investor Visa Scheme Read More »
The former employee offered a false investment story to an elderly customer and defrauded her of JPY 10 million To continue reading… Sign in Password * Remember me Lost your password? Subscribe Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, research and verified data on financial regulation. Select More
Tokyo Police Arrest Former Nomura Employee on Fraud Charges Read More »
The global evaluation metrics for human capital proposed by the SASB will be used for selecting constituent stocks To continue reading… Sign in Password * Remember me Lost your password? Subscribe Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, research and verified data on financial regulation. Select More Information
JPX to Develop New Index Focusing on Human Capital Read More »
New guidelines aim to promote investment in cutting-edge fields, and encourage more green products including futures and options. To continue reading… Sign in Password * Remember me Lost your password? Subscribe Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, research and verified data on financial regulation. Select More Information
CSRC to Develop Five Areas of Capital Market Activity Read More »
