Uncategorized

The FSA’s last update said only 9 securities firms were affected, but the problem has since grown. JSDA is coordinating with the affected firms on compensation for customers. To continue reading… Sign in Password * Remember me Lost your password? Subscribe Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, […]

The DIA’s guidance is intended to help reporting entities establish customer risk-rating systems as required under domestic AML laws. To continue reading… Sign in Password * Remember me Lost your password? Subscribe Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, research and verified data on financial regulation. Select More

Banks are directed to review their practices in light of the updated FX Global Code and renew their commitment to the code by January 2026. To continue reading… Sign in Password * Remember me Lost your password? Subscribe Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, research and verified

The auditors will assess each casino’s compliance with AML/CTF laws and regulations. AUSTRAC will decide on further action based on the findings. To continue reading… Sign in Password * Remember me Lost your password? Subscribe Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, research and verified data on financial

CEO Bonnie Chan said HKEX is continuing efforts to expand the list of recognised stock exchanges so more international companies can pursue secondary listings in Hong Kong. To continue reading… Sign in Password * Remember me Lost your password? Subscribe Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, research

Swift’s Avalon Ingram says payment security relies on AI and collaboration to detect anomalies, strengthen risk management, and anticipate financial threats. As the financial ecosystem continues to evolve rapidly, the importance of adopting AI-driven solutions becomes increasingly clear. For financial crime especially – where threats are reaching new levels of sophistication – leveraging AI to

The report details the deepening military cooperation between North Korea and Russia and calls for UN sanctions against individuals, entities, and vessels involved in this activity. The Multilateral Sanctions Monitoring Team (MSMT) has published its first report, revealing the extent of military support North Korea is providing to Russia in violation of UN sanctions and

Regulators from the two markets have agreed to enhance collaboration and continue work to facilitate more cross-border investment initiatives. To continue reading… Sign in Password * Remember me Lost your password? Subscribe Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, research and verified data on financial regulation. Select More

Tim Leissner has been sentenced to two years in prison and ordered to forfeit $43.7mn for his role in the 1MDB bribery and money laundering scheme. To continue reading… Sign in Password * Remember me Lost your password? Subscribe Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, research and

Funnull Technology Inc provides IP addresses and other web infrastructure to cybercriminals to host scam platforms and other malicious web content. To continue reading… Sign in Password * Remember me Lost your password? Subscribe Subscribe to Regulation Asia to gain access to APAC’s leading platform for news, analysis, research and verified data on financial regulation.